Compliance Training Checklist
Plan compliance training videos that satisfy auditors and actually change behaviour, from risk mapping to records.
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What is inside
- Risk-based topic mapping matrix
- Content rules for regulated training
- Assessment and pass-mark guidance
- Records and evidence your auditors will ask for
- Annual compliance training calendar
A taste of it
Good compliance video starts with a real risk and a real behaviour. It is short, role-specific, tracked and updated. List the compliance risks that matter to your business and decide which need a training response. Fill in this matrix with your legal and risk teams.
Sections
- 1Why compliance training fails
- 2Step 1. Map risks to training topics
- 3Step 2. Define behaviours, not topics
- 4Step 3. Content rules
- 5Step 4. Assessment
- 6Step 5. Records and audit evidence
- 7Step 6. Annual calendar
- 8Brief for your video studio
How to use it
Fill in the planning matrix with your legal, risk and audit teams. Use the content and records checklists when briefing a studio. This document is a planning aid and does not replace advice from your own legal or compliance counsel.
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